|
FEE SCHEDULE
Our preferred method for providing advisory services to individual clients is to establish a custody account for your assets at State Street Bank and Trust. This is the most efficient way for Scholtz & Company to ensure that you are receiving premium and effective service.
Alternatively, we can provide our services by managing your account through a brokerage institution, if your assets are currently located there. Scholtz & Company has established long-term relationships with several brokerage houses: Smith Barney, Morgan Stanley, Morgan Keegan and TD Ameritrade.
If your brokerage institution is not part of the list above, it may be possible to maintain your current broker while hiring Scholtz & Company to be your investment advisor. Please contact Scholtz & Company to discuss the options.
The requirements for opening an account differ slightly, depending on the nature of the relationship a client chooses to establish with Scholtz & Company.
Option 1:
Direct custody at State Street Bank & Trust
1. Please print two copies of the Contract and one Objectives form.
2. In addition, please print and fill out one copy of the following
documents, appropriate to the type of account you would like to
open:
3. Return the documents to Scholtz & Company in the original form.
(After a financial advisor signs the contracts, one of the originals
will be returned to the client.)
Option 2:
Brokerage institution – Scholtz & Company pre-established list
1. Please print two copies of the Contract and one Objectives form.
2. Return the documents to Scholtz & Company in the original form.
(After a financial advisor signs the contracts, one of the originals
will be returned to the client.)
Option 3:
Brokerage institution – Scholtz & Company does not have relationship with
Please contact Scholtz & Company at (203) 655-5094 to discuss the options.
|